cass governance and oversight - breaches, audit and training - vice president Jobs - 4
Head of CASS Governance and Oversight - Executive Director
The Guardian - Christchurch
Employment Type : Full-Time
We are seeking a seasoned CASS professional with extensive experience in CASS or Safeguarding roles, working in industry, external audit, and/or regulators. The CASS Governance & Oversight team is responsible for the design, implementation, and oversight of the governance framework that enables the Commercial & Investment Bank (CIB) to comply with the UK client asset (CASS) rules set by the Financial Conduct Authority (FCA). As the Head ...
Junior Programme Manager - AXA Investment Managers
eFinancialCareers - London
Employment Type : Full-Time
Company Overview Our ambition is to be a leading responsible asset manager. At AXA IM, our purpose, to act for human progress by investing for what matters, is central to every action we take as a business. As a responsible asset manager, we actively invest for the long-term to help our clients, our people and the world to prosper. Our conviction-led approach enables us to uncover what we believe to be the best global investment opportunities ac...
Junior Programme Manager - AXA Investment Managers
eFinancialCareers - London
Employment Type : Full-Time
Company Overview Our ambition is to be a leading responsible asset manager. At AXA IM, our purpose, to act for human progress by investing for what matters, is central to every action we take as a business. As a responsible asset manager, we actively invest for the long-term to help our clients, our people and the world to prosper. Our conviction-led approach enables us to uncover what we believe to be the best global investment opportunities ac...
Head of Internal Audit - SEI Investments Europe Ltd.
eFinancialCareers - London
Employment Type : Full-Time
SEI Investments (Europe) Limited (SIEL") is a wholly-owned subsidiary of SEI that holds and delivers certain products, services and operational functions for some of SEI's global businesses. This includes asset management services to professional and retail clients via the Asset Management Distribution business unit. As well as administration, processing and custodian services via the Wealth Management Platform. SEI provides custody service...