cass officer Jobs - 6
CASS Audit Liason Officer
Equiniti - London
Employment Type : Full-Time
Equiniti is a leading international provider of shareholder, pension, remediation, and credit technology. With over 6000 employees, it supports 37 million people in 120 countries. EQ's vision is to be the leading global share registrar, offering complementary services to its client base and our values set the core foundations to our success. We are TRUSTED to deliver on our commitments, COMMERCIAL in building long term value, COLLABORATIVE in ou...
CASS Officer
Equifind Group - W1B1AD
Employment Type : Full-Time
Equifind have teamed up with an established financial services firm, who are looking to add a CASS professional to the team, to cover for the next 12 months. The business has been a brand name for years in the investment banking space and they have a great working culture. It’s highly professional and collaborative. Key duties and responsibilities for this CASS Officer position include: Maintenance of CASS risk register, including associated pro...
Compliance Officer
MW recruitment - SW120AN
Employment Type : Full-Time
Our client is a fast-growing and highly successful brokerage seeking a Compliance Officer to play a key role in its expanding operations. This is an exciting opportunity to join a dynamic, ambitious firm at the forefront of the financial markets. Key Responsibilities Ensure compliance with FCA regulations, including KYC, AML, FOS, and TCF Implement and maintain compliance policies, ensuring regulatory best practices Conduct monitoring and oversi...
Senior Financial Accountant - 12 months Maternity Cover
Pavilion Recruitment Solutions - City of London
Employment Type : Full-Time
I’m delighted to be supporting my client, a leading insurance broker, with a 12-month maternity cover opportunity. In this role, you will work closely with the CFO and Deputy CFO in the Finance and Technical Processing division, playing a key role in delivering high-quality management information to senior leadership. Your expertise will help maintain strong financial controls and ensure the seamless continuation of critical financial operations...
Senior Financial Accountant
Next Employment - EC3V3ND
Employment Type : Full-Time
Senior Financial Accountant - 12-month FTC maternity leave. This is a broad role supporting the CFO and wider finance function with all finance and technical processing related duties including, but not limited to, monthly management accounts, bank and client money reconciliations, tax, ledger management, year-end financial statements, regulatory returns, budgeting, and group consolidations. Applicants must be part qualified accountants with rel...
Head of Investor Services/Customer Operations - Meredith Brown Associates
eFinancialCareers - London
Employment Type : Full-Time
Roles & Responsibilities Manage key processes such as dealing, AML, complaints and payments. On behalf of the COO, be responsible for CASS oversight. Agree the strategy and business plan for the area as well as working with other departments to ensure the effective delivery of the strategy and plan, including other areas of operations, investment, distribution and marketing. Manage changes to regulations. Monitor the timeliness and accuracy ...