compliance manager - commodities broker Jobs - 182
Compliance Manager
Stride Resource Management - Kettering
Employment Type : Full-Time
Compliance Manager Northamptonshire Salary up to 65,000 The successful candidate will be reporting to the Managing Director and be part of the Senior Management Team. This is a newly created role to join an Insurance Broker who have exciting growth plans for the future. Compliance Framework Review current policies and procedures in line with regulatory framework to include:- Updating Senior Managers and Certification Regime (SMCR) roles &a...
Mortgage Case Manager
KSEYE Group - NW64RR
Employment Type : Full-Time
Location: Swiss Cottage, London Salary: 24k - 32k (DoE) Hours: 9:30 - 17:30 Job Type: Full Time (hybrid) The Company KSEYE Group is an established lender in the Bridging Sector. The company is experiencing an exciting growth period and will expand its lending into the Buy to Let mortgage arena soon. To support this new lending, we are seeking experienced Case Managers to join the Underwriting Team. If you are ready for a new challenge, enjoy wor...
Broker Relationship Manager
Talent Guardian - LN60QQ
Employment Type : Full-Time
Monday to Friday Hybrid/ Remote and Office based available Awesome benefits! Are you a natural relationship builder with a passion for commercial finance? Do you thrive on connecting with brokers and driving business growth? If so, this could be the perfect opportunity for you! We’re looking for a Broker Relationship Manager to establish and nurture strong partnerships with commercial finance brokers. Your goal? To generate high-quality lending ...
Risk & Compliance Manager
Summit Personnel Ltd - CM111AA
Employment Type : Full-Time
Home Based Role This well known and leading general insurance broker are looking to employ a Risk & Compliance Manager. This is a diverse business with a large range of products & services, and you will oversee compliance in areas such as insurance, leasing, asset finance and travel management. You will be expected to engage with third parties and SME’s for professional guidance as required. You will play a crucial role in ensuring the f...
Compliance Manager
Hays Specialist Recruitment Limited - London
Employment Type : Full-Time
Your new company As a pivotal member of our compliance team, you will work closely with Group and Divisional Management, reporting directly to the COO. Your role involves providing expert compliance support, fostering a culture of continual improvement, and ensuring adherence to regulatory requirements. Your new role Serve as the primary point of contact for compliance and financial crime-related support Review and manage counterparty relationsh...
Compliance Analyst
Lawes Consulting Group - Leicestershire
Employment Type : Full-Time
Job Title: Compliance Analyst Location: Leicestershire Full/Part Time: Full Time Salary: 35,000 Overview of the role purpose As a Compliance Analyst you will be responsible for completing a range of allocation tasks including breach logging and reporting, complaints handling, customer documentation reviews, approval of financial promotions and marketing material, reviewing new and replacement insurer and Delegated Authority agreements, man...
Bridging Finance Broker
Pinstripe Personnel - WN11AE
Employment Type : Full-Time
Bridging Finance Broker Wigan 35K- 50K basic ( depending upon experience ) Realistic first year 70K OTE ( year 2 = 100,000 ) A well established, award winning, Directly Authorised Mortgage Broker based in Wigan has an opening for a Bridging Adviser. They have a large amount of existing and new clients and they will supply leads. The role would be based at their offices in Wigan. Responsibilities. Providing full advice and recommendations to cust...
Trainee Mortgage Broker
D&R Recruitment Limited - CF631BB
Employment Type : Full-Time
A leading and reputable finance company currently requires a Trainee Mortgage Broker / Business Development Executive. It will train and develop you into a fully authorised Mortgage Broker, starting as an internal Business Development Executive, and moving into the position of Mortgage Broker. It will pay and for your CeMAP qualifications. A real career advancement opportunity into an exciting and rewarding sector. Mortgage Broker Overview: The ...
Mortgage & Protection Broker
NRG Resourcing Ltd - North East England
Employment Type : Full-Time
Unlock Your Potential with a Leading Fee-Free Brokerage! Are you a skilled Mortgage & Protection Broker looking to join the UK’s top-rated brokerage? This is your chance to thrive in a role with unparalleled support, extensive lead flow, and a clear path to high earnings. About the Mortgage Brokerage: Join a nationwide, well-established brokerage that believes everyone deserves free, impartial mortgage advice. Known for their values of Frien...
Mortgage and Protection Broker
Your Mortgage Recruiter Ltd - N12XQ
Employment Type : Full-Time
My client is an established, successful HNW Independent Mortgage brokerage. The company's main aim is to provide the best and most impartial advice available to its clientele. The company are expanding due to high business levels and a consistent large number of quality client leads. In turn they are currently keen to recruit a further Self-Employed Mortgage and Protection Broker to join the team based within their Islington, London office, whic...