compliance monitoring and testing officer Jobs - 37
Senior Compliance Monitoring Officer
PRIMIS Mortgage Network - B377YT
Employment Type : Full-Time
Senior Compliance Monitoring Officer - Risk & Compliance - Hybrid Part of LSL Property Services plc, PRIMIS Mortgage Network are the largest Mortgage and Protection Network in the UK with some 1000 firms as business partners and circa 3000 advisors working alongside us. The FS division also includes TMA and Linear Financial Solutions. We are keen to recruit a Senior Compliance Monitoring Officer (reporting to our Head of Compliance) to join ...
Compliance Monitoring and Testing Officer
Michael Page Banking - London
Employment Type : Full-Time
The Compliance Monitoring Officer will be responsible for conducting compliance monitoring reviews, ensuring thorough evidence gathering, and producing high-quality reports. The role involves supporting the development and tracking of the Compliance Monitoring Plan. Client Details SME Bank based in the city Description * Conduct comprehensive compliance monitoring reviews, including thematic and desk-based periodic reviews, ensuring thorough evi...
Finance Governance Officer
Canada Life - EC1A1BB
Employment Type : Full-Time
Location: London, Potters Bar, Bristol or Isle of Man (Hybrid working options available) Job Purpose Assisting the Finance Governance, Risk & Controls team with the following activities and responsibilities: Implementing and Reporting risk related activities in accordance with the Canada Life Risk and Control framework. UK Division compliance with Internal Controls over Financial Reporting (ICOFR) for both Canadian and UK reporting regimes. ...
Compliance Monitoring Officer
Kind Consultancy Ltd - MK92AD
Employment Type : Full-Time
Kind Consultancy is working with a large, national Financial Services business which is currently seeking a Compliance Monitoring Officer to join them in a full-time, permanent position paying up to 32,000 with a hybrid work model requiring 2-3 in-office days per week in their Milton Keynes offices. The Compliance Monitoring Officer will support the delivery of second line monitoring across the business, with key responsibilities including: Cont...
Compliance Officer - Monitoring & Regulatory Assurance
Hydrogen Group - London
Employment Type : Full-Time
Job Title: Compliance Officer Location: London Full time: Monday to Friday, 9:00am - 5:30pm Department: Risk and Compliance Hydrogen Group are supporting our Banking client in search of a proactive and detail-oriented Compliance Officer to join their Risk and Compliance team in London. About the Role As Compliance Officer, you will play a pivotal role in the second line of defence, supporting the delivery of the Compliance Monitoring Plan. You'l...
Compliance Officer
D&R Recruitment Limited - M154AB
Employment Type : Full-Time
A leading specialist lender renowned for their expertise in Bridging Finance and Buy-to-Let (BTL) currently requires Compliance and Audit Officer a to join its highly successful and vibrant team, on a hybrid basis, and in the Manchester area. Its commitment to excellence and innovative financial solutions has earned them a strong reputation in the industry. Compliance Officer General Purpose The Audit and Compliance Supervisor will support the o...
Risk & Compliance Officer
Oliver James - Brighton
Employment Type : Full-Time
Job Title: Risk & Compliance Officer Duration: Permanent Salary: 50,000-60,000 annual salary plus package Location: Brighton/Home based (at least 2 days in the Brighton office per week, plus home working) The Role: The Risk and Compliance Officer will undertake the key responsibilities of the Risk and Compliance Officer role in an effective and customer-centric way enabling the UK Risk & Compliance team to achieve its vision and goals. C...
Risk & Compliance Assurance Officer
High Finance (UK) Limited T/A HFG - London
Employment Type : Full-Time
A leading insurance business that operates in the Lloyd's and Company insurance markets is seeking a Risk & Compliance Officer. In this role, you will lead on the development of, and for delivering the 2nd line assurance plan. Duties will include: Developing an effective second line assurance framework Designing and delivering MI for the committee and senior management meetings. Designing and undertaking reviews on a thematic and functional ...
Compliance Officer - Alternative Funds
Meraki Talent Limited - SW1A1AA
Employment Type : Full-Time
Work with key stakeholders Broad compliance role Client interaction Meraki Talent is working with a boutique investment management business based in the West End of London to help them identify a Compliance Officer. Some of your duties will include: Help to enhance, implement, and maintain a comprehensive compliance framework for alternative funds, including private equity, hedge funds, real estate, and other non-traditional investment strategie...
Probation Officer
Service Care Solutions - Social Work - Hornchurch
Employment Type : Full-Time
We are seeking a dedicated and compassionate Probation Officer to join our team in Hornchurch, Essex. As a Probation Officer, you will play a crucial role in the criminal justice system by working with individuals on probation to ensure their successful rehabilitation and reintegration into society. This position offers a competitive pay rate of 26.45- 29.30 per hour and provides the flexibility to support a healthy work-life balance. Responsibi...