compliance officer advisory Jobs - 69
Compliance Officer Advisory
Oliver James - London
Employment Type : Full-Time
Compliance Officer (Advisory) Oliver James are supporting a highly prestigious insurance firm in London, who are looking for a Compliance professional to join their advisory team. You will play an integral part in keeping abreast of UK regulatory changes and providing advice to the business. Main Responsibilities: Keep up-to-date on changes in industry regulations and laws. Perform horizon scanning. Provide strategic advice to the business on th...
Talent Acquisition Officer
Birketts LLP - IP11QJ
Employment Type : Full-Time
The firm Birketts is a full service, UK Top 50 law firm. With a heritage spanning 160 years, we have more than 700 lawyers and legal professionals based in Bristol, Cambridge, Chelmsford, Ipswich, London, Norwich and Sevenoaks. We advise businesses, government and public sector organisations and individuals in the UK and internationally across four principal practice groups: property, corporate services, litigation and private client advisory. W...
Senior Compliance Officer - Advisory
MERJE Ltd - EC4Y1BN
Employment Type : Full-Time
A Senior Compliance Officer is required to play a pivotal role in supporting the Securities business across all aspects of compliance advisory and general BAU second line compliance duties. Your expertise as a Senior Compliance Officer will help drive regulatory compliance, support strategic business initiatives, and build robust compliance controls while providing advice on complex regulatory matters. The team you’ll be joining is a secon...
Compliance Officer
The Curve Group - London
Employment Type : Full-Time
6 month Fixed Term Contract Job Summary Our Shariah Banking client is looking for a Compliance Officer to support the Head of Compliance in ensuring the Bank adheres to its regulatory responsibilities by providing appropriate compliance advice and oversight over the Bank's operational environment. This will be provided through advisory support and compliance monitoring reviews. Key responsibilities Provide input and recommendations to the Head o...
Compliance Officer
MERJE Ltd - KT152SA
Employment Type : Full-Time
Our client, an award winning financial advice firm are looking for a Compliance Officer to support the growth of the business. The Compliance Officer will help deliver the level of protection required by pre checking higher risk products recommended by the Advisers. The role holder will be responsible for accurately assessing, Pre-Approving, and ensuring compliance for all cases, and ensure that the firm meet the FCA requirements for advice in h...
Compliance officer
Armstrong Knight - EC1A1BB
Employment Type : Full-Time
A well-established and respected specialist mortgage lender operating within the second charge market is looking to appoint a Compliance Officer to join its high-performing, close-knit team in London. This is an exciting opportunity to step into a critical business function where compliance isn’t just a regulatory obligation — it’s embedded in the strategic framework of the company. You’ll gain direct access to senior leadership and play a key r...
Senior Compliance Officer
Eames Consulting - London
Employment Type : Full-Time
Eames Consulting is currently partnering with a leading Lloyd's insurer on the appointment of a Senior Compliance Officer. This role will be based in London and aids the Compliance Manager in driving robust compliance advisory outcomes across the business. Key Responsibilities: Regulatory Monitoring & Advisory: Conduct horizon scanning for regulatory changes, provide compliance advice (with focus on licensing and regulated activities), and s...
Risk & Compliance Assurance Officer
High Finance (UK) Limited T/A HFG - London
Employment Type : Full-Time
A leading insurance business that operates in the Lloyd's and Company insurance markets is seeking a Risk & Compliance Officer. In this role, you will lead on the development of, and for delivering the 2nd line assurance plan. Duties will include: Developing an effective second line assurance framework Designing and delivering MI for the committee and senior management meetings. Designing and undertaking reviews on a thematic and functional ...
Compliance Officer 6m FTC
The Curve Group - London
Employment Type : Full-Time
Job Summary Our Shariah Banking client is looking for a Compliance Officer to support the Head of Compliance in ensuring the Bank adheres to its regulatory responsibilities by providing appropriate compliance advice and oversight over the Bank's operational environment. This will be provided through advisory support and compliance monitoring reviews. Key responsibilities Provide input and recommendations to the Head of Compliance, or Compliance ...
Training & Compliance Officer - Wealth Management
Massenhove Recruitment Limited - EC3V0AF
Employment Type : Full-Time
Training & Compliance Officer / Supervisor - Wealth Management General Contributions and Outputs Work closely with the Head of Compliance supporting all business areas across the group. Provide compliance guidance and training to relevant employees of the business Draft and update training & compliance policies & procedures Have confidence to challenge business decisions and processes to ensure that the business always remains compli...