compliance officer - portfolio compliance - asset management Jobs - 949
Compliance Officer
Costa Coffee - SS143TR
Employment Type : Full-Time
Compliance Officer At Costa Coffee, we are what we craft. We’re reimagining coffee experiences in over 50 countries and counting, as a key part of the Coca-Cola System. Whether you get your coffee in a store, from a machine, at home, or on the go – we’ve got you covered. In this role you will ensure safety and compliance at Costa Production through internal audits, KPI tracking, document updates, and support for investigations. It also supports ...
Senior Compliance Monitoring Officer
PRIMIS Mortgage Network - B377YT
Employment Type : Full-Time
Senior Compliance Monitoring Officer - Risk & Compliance - Hybrid Part of LSL Property Services plc, PRIMIS Mortgage Network are the largest Mortgage and Protection Network in the UK with some 1000 firms as business partners and circa 3000 advisors working alongside us. The FS division also includes TMA and Linear Financial Solutions. We are keen to recruit a Senior Compliance Monitoring Officer (reporting to our Head of Compliance) to join ...
Compliance Manager
Connells Group - BH11LG
Employment Type : Full-Time
Job Description Mortgage Intelligence Holdings are looking for an experienced Compliance Officer with a background in financial services, mortgages, or insurance who is ready to take the next step into a Compliance Manager role. The ideal candidate will have a strong understanding of FCA regulations and compliance frameworks, along with a proven track record in regulatory compliance, risk management, and process improvement. Main responsibilitie...
Compliance and Information Governance Officer
Midland Heart - Birmingham
Employment Type : Full-Time
Compliance and Information Governance Officer Based: Birmingham, B15 1LZ Salary: 32,515 per annum Hours: 35 per week Contract: Permanent Are you passionate about compliance, governance, and data protection? Do you thrive in a role that requires attention to detail, strong organisational skills, and the ability to work across multiple areas of governance and information security? As a Compliance & Information Governance Officer, you'll play a...
Compliance Manager
PRIMIS Mortgage Network - B377YT
Employment Type : Full-Time
Compliance Manager - Risk & Compliance Part of LSL Property Services plc, PRIMIS Mortgage Network are the largest Mortgage and Protection Network in the UK with some 1000 firms as business partners and circa 3000 advisors working alongside us. The FS division also includes TMA and Linear Financial Solutions. We are keen to recruit a Compliance Manager (reporting to our Head of Compliance) to join our large and highly experienced Compliance a...
1st Line Quality & Compliance Officer
Brown & Brown (Europe) - Chesterfield
Employment Type : Full-Time
1st Line Quality & Compliance Officer Location: Chesterfield / Leicester (With Travel to other sites) Package: Negotiable Benefits As part of our ongoing journey of growth and building on our approach as A Forever Company™ we're supporting the team in the East Midlands with the appointment of a 1st Line Quality & Compliance Officer to the team Reporting to the Quality & Conduct Manager for the region you'll focus will be on driving t...
AML Compliance Manager
Taylor Root - London
Employment Type : Full-Time
A top international law firm is looking to hire an AML Compliance Manager supporting and reporting directly to the Director of AML Compliance and Chief Compliance Officer. The successful applicant will supervise and manage a compliance team responsible for AML (Anti-Money Laundering) activities, ensuring efficient operations, adherence to legal standards and continuous improvement. Key Responsibilities Team Management : Lead and oversee day-to-d...
Operations and Compliance Manager
CHM - MK62HH
Employment Type : Full-Time
Operations and Compliance Manager Location: Milton Keynes - hybrid working available Salary: 40,690 per annum Hours: Full Time, 35 per week with inbuilt flexibility Contract: Permanent About th Employer Our client is a charity committed to a singular vision: a fulfilled life for everyone affected by spinal cord injury. Everyone has a right to live a fulfilled life and that means the life they choose, a life that has the same opportunities as eve...
Compliance, Governance & Insight Officer (12 Month FTC)
Santander Consumer Finance - RH11AE
Employment Type : Full-Time
Santander Consumer Finance (SCUK) is one of the UK’s Leading Motor Finance companies providing finance to a network of car dealerships throughout the UK, and we are currently looking for a Compliance, Governance & Insight Officer, to join our busy Compliance team and work closely with our Marketing team on a 12 Month Fixed Term Contract. Reporting to the Head of Compliance - Commercial, you will create and implement a clear strategy to suppo...
Compliance Officer
MW recruitment - SW120AN
Employment Type : Full-Time
Our client is a fast-growing and highly successful brokerage seeking a Compliance Officer to play a key role in its expanding operations. This is an exciting opportunity to join a dynamic, ambitious firm at the forefront of the financial markets. Key Responsibilities Ensure compliance with FCA regulations, including KYC, AML, FOS, and TCF Implement and maintain compliance policies, ensuring regulatory best practices Conduct monitoring and oversi...