compliance officer (mortgages / wealth) - london Jobs - 32
Compliance Manager
Countrywide Mortgage Services - PL48HW
Employment Type : Full-Time
Job Description Mortgage Intelligence Holdings are looking for an experienced Compliance Officer with a background in financial services, mortgages, or insurance who is ready to take the next step into a Compliance Manager role. The ideal candidate will have a strong understanding of FCA regulations and compliance frameworks, along with a proven track record in regulatory compliance, risk management, and process improvement. Main responsibilitie...
Compliance Manager
Connells Group - BH11LG
Employment Type : Full-Time
Job Description Mortgage Intelligence Holdings are looking for an experienced Compliance Officer with a background in financial services, mortgages, or insurance who is ready to take the next step into a Compliance Manager role. The ideal candidate will have a strong understanding of FCA regulations and compliance frameworks, along with a proven track record in regulatory compliance, risk management, and process improvement. Main responsibilitie...
Compliance Officer
The Curve Group - London
Employment Type : Full-Time
6 month Fixed Term Contract Job Summary Our Shariah Banking client is looking for a Compliance Officer to support the Head of Compliance in ensuring the Bank adheres to its regulatory responsibilities by providing appropriate compliance advice and oversight over the Bank's operational environment. This will be provided through advisory support and compliance monitoring reviews. Key responsibilities Provide input and recommendations to the Head o...
Compliance Officer
Reed - ME24FD
Employment Type : Full-Time
Compliance Officer Location: Kent Job Type: Full-time, Hybrid We are currently representing a prestigious pensions and wealth advisory company that is seeking a Compliance Officer to enhance their team. This role is integral to ensuring the company maintains its compliance with regulatory standards and fosters a client-focused culture. The successful candidate will report directly to the Compliance Manager and will be instrumen...
Compliance Officer
Reed - ME24FD
Employment Type : Full-Time
Compliance Officer Location: Kent Job Type: Full-time, Hybrid We are currently representing a prestigious pensions and wealth advisory company that is seeking a Compliance Officer to enhance their team. This role is integral to ensuring the company maintains its compliance with regulatory standards and fosters a client-focused culture. The successful candidate will report directly to the Compliance Manager and will be instrumen...
Training & Compliance Officer - Wealth Management
Massenhove Recruitment Limited - EC3V0AF
Employment Type : Full-Time
Training & Compliance Officer / Supervisor - Wealth Management General Contributions and Outputs Work closely with the Head of Compliance supporting all business areas across the group. Provide compliance guidance and training to relevant employees of the business Draft and update training & compliance policies & procedures Have confidence to challenge business decisions and processes to ensure that the business always remains compli...
Compliance Monitoring Officer
Reward Recruitment - London
Employment Type : Full-Time
Business Quality Analyst/Compliance Officer Home Based c. 45,000 per annum plus bonus and benefits About the role: My client is a national Wealth Management business and they are looking for a Compliance Monitoring Officer to join their expanding team. The business operates a remote working model and is paying a salary c 40k to 45k. The main purpose of the role is to provide a pre and post file reviews service to the clients of the business. The...
Compliance Officer 6m FTC
The Curve Group - London
Employment Type : Full-Time
Job Summary Our Shariah Banking client is looking for a Compliance Officer to support the Head of Compliance in ensuring the Bank adheres to its regulatory responsibilities by providing appropriate compliance advice and oversight over the Bank's operational environment. This will be provided through advisory support and compliance monitoring reviews. Key responsibilities Provide input and recommendations to the Head of Compliance, or Compliance ...
Credit Documentation Manager (Mortgages) - Banking
MARKET TALENT - EC2Y5AU
Employment Type : Full-Time
Our client, a prestigious banking brand who has been situated in the UK for nearly 50 years, is seeking a new Credit Documentation Senior Officer to critique the lending teams facility letters from cradle to grave assuring they fully fit for purpose. The banks main vetticals are mortgages, BTL and commercial real estate lending. This City located Bank offers hybrid working 3 office / 2 from home and offer a relaxed 9am - 5.30pm working culture. ...
Compliance Associate
Heat Recruitment - B311AB
Employment Type : Full-Time
Are you looking to build a long-term career in compliance within a professional wealth management environment? We are currently working with a well-regarded and growing financial planning firm who are seeking a detail-oriented and proactive Compliance Associate to join their team. This is a fantastic opportunity for someone with experience in a support or administration role within the wealth management or financial planning sector who is lookin...