compliance officer (mortgages / wealth) - london Jobs - 40

Connells Group - BH11LG

Employment Type : Full-Time

Job Description Mortgage Intelligence Holdings are looking for an experienced Compliance Officer with a background in financial services, mortgages, or insurance who is ready to take the next step into a Compliance Manager role. The ideal candidate will have a strong understanding of FCA regulations and compliance frameworks, along with a proven track record in regulatory compliance, risk management, and process improvement. Main responsibilitie...

NRG Resourcing Ltd - CM120EQ

Employment Type : Full-Time

Are you an experienced Mortgage Administrator looking to transition into compliance? Or perhaps a Mortgage Broker seeking a new direction? This could be the perfect opportunity to take your career to the next level. About the Company Join a leading financial services firm known for its expertise in residential, commercial, and complex mortgage solutions. With a reputation for excellence and a commitment to professional growth, this company offer...


qed legal - Newcastle Upon Tyne

Employment Type : Full-Time

COMPLIANCE ADMINISTRATOR ROLE – NEWCASTLE UPON TYNE Job Title: Compliance Administrator Location: Newcastle Upon Tyne Salary: 26,000 - 28,000 A Legal 500 law firm are looking for a Compliance Administrator to join their Compliance Team in Newcastle Upon Tyne. Your role as Compliance Administrator would be to add new matters and new clients within the case management systems and to undertake anti money laundering checks. Successful applicants wil...

Reed - SN58UB

Employment Type : Full-Time

Role: Compliance Consultant Location: Swindon (Hybrid) Type: Full Time, We have a fantastic opportunity for an established Compliance Consultant to join our client's dynamic team! You will provide effective risk-based second line compliance services across the wealth, mortgage, and protection channels. We have an exciting opportunity to work for one of the Best 100 Large Companies to work in 2022! Key Responsibilities: Provide compliance consult...

Portfolio Payroll - E140EY

Employment Type : Full-Time

My client is looking to recruit a Payroll Officer on a temp to perm basis. In order to be considered for this role you MUST have payroll & pensions experience, if its within the public sector that would be a bonus. In reward for your skills, you will join an established team with a wealth of knowledge within a fantastic company that is highly regarded in the area. If you are looking for work and have the payroll skills detailed above, then t...

Financial Divisions - RG141AJ

Employment Type : Full-Time

Compliance Officer (T&C) - Wealth Management Firm - Remote Role - Up to 45k basic salary - Berkshire Offices My client are a boutique wealth planning firm with offices in Berkshire who I have met twice and placed 10 staff with over the past 3 years. They offer a raft of financial advice to HNW and UHNW retirees, accumulators, local families and SME owners. In their current setup they manage the affairs of c.500 clients with assets ranging fr...

Ultimate Banking Ltd - BA10AZ

Employment Type : Full-Time

Ultimate Banking is excited to partner with a prestigious financial services organisation based in Bath, Somerset, in their search for a Senior Mortgage Services Officer. This vital role requires a candidate who possesses experience in mortgages specifically within the residential mortgage sector process, but who will also take responsibility for processing applications from offer to completion as well as dealing with all changes during the life...

Financial Divisions - RG200BA

Employment Type : Full-Time

My client are a boutique wealth planning firm with offices in Berkshire who I have met twice and placed 10 staff with over the past 3 years. They offer a raft of financial advice to HNW and UHNW retirees, accumulators, local families and SME owners. In their current setup they manage the affairs of c.500 clients with assets ranging from 200k - 1m and their UHNW proposition deals with clients with 1m - 10m of assets. The business offers advice on...

Coast Specialist Recruitment - Essex

Employment Type : Full-Time

An excellent new hybrid role has arisen within a respected, successful and hugely popular IFA Compliance Specialist. The are keen to appoint a Level 4 Dip qualified Compliance Officer/Consultant on a full time basis. This is an opportunity to work with an award wining compliance company that looks after some of the UK’s best IFA firms. The role Working on a hybrid basis consulting with IFA firms and Wealth Planners. They are not looking for file...

Robert Walters - Rochdale

Employment Type : Full-Time

HR Officer Contract: Permanent, full-time Salary: 30K - 34K Location: Near Manchester City Centre (fully on-site working) Hours: Mon-Fri, 9-5 Interview: 2 stages, both virtually and in-person An exciting opportunity has arisen for a Human Resources Officer to join a dynamic and innovative team. This role is perfect for someone who thrives in a fast-paced environment, enjoys the challenge of managing diverse talent, and is passionate about foster...