risk & compliance manager Jobs - 1918
Risk & Compliance Officer
Taylor Root - Chester
Employment Type : Full-Time
We are working with a leading law firm seeking the hire of a Risk & Compliance Officer within their Risk & Compliance Team, based in Chester. This position offers the opportunity to work closely with the Compliance Manager/MLRO regarding daily AML and compliance queries. Further key responsibilities: Communicating with the SRA and Law Society to maintain precise regulatory records Coordinating with PI Insurer/Brokers to handle PII claims...
Compliance Manager
Countrywide Mortgage Services - PL48HW
Employment Type : Full-Time
Job Description Mortgage Intelligence Holdings are looking for an experienced Compliance Officer with a background in financial services, mortgages, or insurance who is ready to take the next step into a Compliance Manager role. The ideal candidate will have a strong understanding of FCA regulations and compliance frameworks, along with a proven track record in regulatory compliance, risk management, and process improvement. Main responsibilitie...
Compliance Manager
Holland & Barrett International Limited - Nuneaton
Employment Type : Full-Time
Join our team and be part of a company that truly lives its values. With our expertise and commitment to innovation, we aim to build trust and make health and wellness accessible to all. By fostering inclusivity and care, we work collaboratively to improve the well-being of our colleagues, customers, and communities. We have a fantastic opportunity to join us as Compliance Manager at Holland and Barrett. The Global Compliance Manager will ensure...
Risk Manager
Toyota Financial Services & KINTO UK - Portsmouth
Employment Type : Full-Time
The role in a nutshell: Manage the risk framework for the business and ensure the key risks to KINTO are understood and within risk appetite. A bit about the 'Risk Department': The Risk Department assists the business in its evaluation of risk and ensures that the correct methodology and approach is adopted when business activities are considered and undertaken. What you'll be doing: Developing, maintaining and monitoring the business's Risk Man...
Compliance Manager
Connells Group - BH11LG
Employment Type : Full-Time
Job Description Mortgage Intelligence Holdings are looking for an experienced Compliance Officer with a background in financial services, mortgages, or insurance who is ready to take the next step into a Compliance Manager role. The ideal candidate will have a strong understanding of FCA regulations and compliance frameworks, along with a proven track record in regulatory compliance, risk management, and process improvement. Main responsibilitie...
Assistant Manager, Operational Risk
FRP Advisory Trading Limited - London
Employment Type : Full-Time
Role overview The Assistant Manager, Operational Risk Committee (ORC) Team will play a crucial role in ensuring robust risk management practices at FRP Advisory. The ideal candidate will have a solid understanding of operational risk, experience with risk registers, risk evaluation, and controls, and the ability to establish the effectiveness of controls through KPIs. This role requires strong stakeholder management skills and the ability to bui...
Accounts Payable Compliance Manager
CMS UK - Glasgow
Employment Type : Full-Time
The Accounts Payable Compliance Manager is a key role within the finance department, responsible for ensuring the accounts payable processes adhere to all relevant laws, regulations, and internal policies. About us CMS is a Future Facing firm with more than 80 offices in over 45 countries and 5,800 lawyers worldwide. We combine deep local market understanding with a global perspective. We are passionate about building strong relationships with o...
Compliance Analyst
CMC Markets - EC3A7BX
Employment Type : Full-Time
Since launching in 1989, CMC Markets (CMC) has become one of the world's leading online financial trading businesses. CMC is listed on the London Stock Exchanges and serves retail and institutional clients through regulated offices and branches in 13 countries. CMC offers an award winning online and mobile trading platform, enabling clients to trade up to 10,000 financial instruments across shares, indices, foreign currencies, commodities and tr...
Transport and Compliance Lead
Somerset Passenger Solutions - Suffolk
Employment Type : Full-Time
Are you a detail-oriented leader with a passion for compliance and operational excellence? We’re looking for a proactive professional to ensure our business meets all regulatory obligations while delivering a safe, reliable, and customer-focused service. As part of the operations team, you'll play a key role in identifying and mitigating risks to service delivery, ensuring punctual and efficient transport operations. You will lead and manage our...
Compliance Business Partner
FSCS - London
Employment Type : Full-Time
An exciting opportunity has arisen for a Compliance Business Partner to join the 'second line of defence' Compliance team at the FSCS. The role holder will support the Compliance Manager and Head of Risk & Compliance in the delivery of the continuous compliance process by conducting deep dives, providing timely, evidence-based reporting for the Board, Risk Committee, Executive Team and wider management in accordance with FSCS's Compliance Fr...